Fernando Fiorini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fernando Fiorini JR, who also goes by Fernando Fiorinbi, Fernando Fiorini, Fred Fiorini Jr, Fred Fiorini, was a registered financial professional .
Fernando is a previously registered financial professional and started their career in finance in 1988. Fernando had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2007 - December 5, 2016
MFR SECURITIES, INC.
April 20, 2005 - November 15, 2005
REFCO SECURITIES, LLC
August 20, 2002 - February 3, 2005
TRANSMARKET GROUP L.L.C.
January 18, 2000 - January 15, 2002
COWEN AND COMPANY
April 21, 1995 - February 14, 1997
DB ALEX. BROWN LLC
June 12, 1993 - January 23, 1995
UBS SECURITIES LLC
December 12, 1990 - June 1, 1993
CRT GOVERNMENT SECURITIES, LTD.
July 19, 1988 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MFR SECURITIES, INC.
CRD#: 36308 / SEC#: , 8-47186
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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