Charles Randazzo
Professional summary
Charles Randazzo, who also goes by Charles F Ranclzzo, Charles F Randazzo, is a registered financial professional currently at DEALERWEB LLC located in Jersey City, New Jersey.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1996. Charles has worked at 10 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Randazzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2022 - Present
DEALERWEB LLC
Office #1: 185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311January 9, 2015 - November 28, 2022
EXECUTION ACCESS, LLC
October 29, 2014 - July 26, 2021
NASDAQ EXECUTION SERVICES, LLC
August 1, 2006 - March 14, 2014
CANTOR FITZGERALD & CO.
November 14, 2005 - August 2, 2006
CANTOR FITZGERALD SECURITIES
May 5, 2004 - November 7, 2005
SWISS AMERICAN SECURITIES INC.
January 3, 2001 - April 23, 2004
INTESA SANPAOLO IMI SECURITIES CORP.
December 23, 1998 - January 12, 2001
COWEN AND COMPANY
July 1, 1997 - September 16, 1998
RANGEMARK CAPITAL MARKETS, INC.
May 31, 1996 - July 10, 1997
FORESIDE FUNDS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DEALERWEB LLC
CRD#: 19662 / SEC#: , 8-38103
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB IDB MARKETS, INC. | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| COTTER, RICHARD JOSEPH JR | PRINCIPAL FINANCIAL OFFICER | 1611037 |
| GALINDO, JORGE ALBERTO JR | PRINCIPAL OPERATIONS OFFICER | 2501261 |
| HUESTIS, TIMOTHY DANIEL | EXECUTIVE REPRESENTATIVE | 4931620 |
| MCKEON, ALFRED PETER | PRESIDENT | 1666355 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| SULLIVAN, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER | 3254037 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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