John H. Bradin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Hendee Bradin, who also goes by Jack Bradin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2000 - November 7, 2002
FINANCIAL WEST GROUP
May 7, 1999 - December 31, 2015
FINANCIAL WEST GROUP
November 7, 1997 - May 4, 1999
EQIS SECURITIES, LLC
June 29, 1993 - November 11, 1997
UBS FINANCIAL SERVICES INC.
October 1, 1990 - June 18, 1993
LEGG MASON WOOD WALKER, INCORPORATED
September 15, 1989 - September 28, 1990
PRUDENTIAL EQUITY GROUP, LLC
July 5, 1989 - September 16, 1989
THOMSON MCKINNON SECURITIES INC.
January 29, 1988 - July 11, 1989
UBS FINANCIAL SERVICES INC.
May 22, 1986 - March 4, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
