TP
Thomas F. Palmeri
PARK AVENUE SECURITIES LLC
Melville, NY 11747
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CRD#: 1499413
TP
Professional summary
Thomas F Palmeri, who also goes by Thomas Francis Palmeri, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Melville, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Francis Palmeri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Life, Disability and health insurance-I sell life health disability insurance., Start: 02/15/1985, Address: FHFG 200 Broadhollow Road, Suite 405 Melville NY 11747, 10 non bus hrs per month, Investment related, 2. Kitchen Manager The INN @ St Francis-I cook and supervise the Interfaith Nutrient Network as a Volunteer at St Francis Soup Kitchen in Patchogue NY. Recently became responsible for overseeing food purchases from Restaurant Depot., Start: 08/28/2012, Address: 224 South Ocean Ave Patchogue, NY 11772, Hrs per month - Tot/Bus: 16/4, Not investment related, 3. Patchogue Rotary Sergeant of Arms, Secretary, Start: 07/15/2023, Address: PO BOX 821, Patchogue, NY 11772, Meetings @ TapRoom 114 Main Street, Patchogue, NY 11772, 8 total hours per month, 8 during securities trading hours, Not investment related, No annual compensation, 4. NAIFA NYS TREASURER- on the NAIFA NYS Executive Committee and NAIFA NYS Board in the capacity of Treasurer., Start: 01/01/2022, Address: NAIFA NYS, 600 State Street, Suite A, Cedar Falls, Iowa 50613, 8 total hours per month 4 during securities trading hours, Not Investment related, No annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Thomas F Palmeri's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas F Palmeri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #1: 200 Broadhollow Road Suite 405, Melville, NY 11747RIA
BD
CRD#: 46173
Melville, NY
Current
March 29, 2007 - Present
PARK AVENUE SECURITIES LLC
Office #1: 200 Broadhollow Road Suite 405, Melville, NY 11747RIA
BD
CRD#: 46173
Melville, NY
Past
April 27, 2005 - March 14, 2007
EQUITY SERVICES, INC.
BD
CRD#: 265
HAUPPAUGE, NY
Past
November 29, 1986 - March 25, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
August 19, 1986 - March 25, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/11/2025)
RR
Florida(6/9/2017)
RR
New Jersey(10/25/2022)
RR
New York(3/29/2007)
IAR
New York(4/16/2021)
RR
Ohio(6/21/2021)
IAR
Ohio(8/24/2021)
RR
Texas(10/13/2021)
RR
Vermont(8/9/2021)
RR
Wisconsin(4/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Melville, NY 11747TRUST BUT VERIFY
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