Uche O. Akwuba
Professional summary
Uche Onyeabo Akwuba was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Uche is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Uche had worked at 6 firms, which includes MADISON CHAPIN ASSOCS. INC., HANES MORGAN & COMPANY, BRENNAN ROSS SECURITIES INC., WELLSHIRE SECURITIES INC., FIRST UNITED SECURITIES GROUP OF CALIFORNIA, THE STUART-JAMES COMPANY INCORPORATED.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 1989 - August 7, 1990
MADISON CHAPIN ASSOCS., INC.
May 23, 1989 - February 11, 1991
HANES, MORGAN & COMPANY
October 6, 1988 - November 1, 1989
BRENNAN ROSS SECURITIES, INC.
June 28, 1988 - September 12, 1988
WELLSHIRE SECURITIES, INC.
November 4, 1987 - June 14, 1988
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
May 21, 1986 - November 3, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MADISON CHAPIN ASSOCS., INC.
CRD#: 14483 / SEC#: , 8-30694
Contact information
Documents
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