FG
Frank Guida
A BETTER WAY FINANCIAL
Allentown, PA 18109
Some features on this profile are disabled
CRD#: 1499368
FG
Professional summary
Frank Guida is a registered financial advisor currently at A BETTER WAY FINANCIAL, LLC located in Allentown, Pennsylvania.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Frank has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Started 03/2010, PRESLEY KING, LLC, ALLENTOWN, PA, OWNER,REAL ESTATE PURCHASE AND RENTAL. PROPERTIES MANAGED BY THIRD PARTY, Approximately 1 hour per month spent, Approximately 1 hour per month during securities trading hours. American Retirement Institute, investment related, Kennesaw, GA 30144, Financial Education, Financial Instructor, Approximately 3 hours per month spent, Approximately 0 hours per month during securities trading hours. Teaching educational courses, Started 03/2019 PB VANDROSS, LLC, ALLENTOWN, PA, OWNER/REAL ESTATE PURCHASE AND RENTAL. PROPERTIES MANAGED BY THIRD PARTY, Approximately 1 hour per month spent, Approximately 1 hour per month during securities trading hours, Started 05/2017. SHEERAN COLE, LLC, ALLENTOWN, PA, OWNER/REAL ESTATE PURCHASE AND RENTAL. PROPERTIES MANAGED BY THIRD PARTY, Approximately 1 hour per month spent, Approximately 1 hour per month during securities trading hours, Started 05/2017. AUTHOR - WRITES BOOKS AND ARTICLES - No TIME SPENT, Proceeds are donated to charity. RADIO SHOW HOST - DISCUSSES FINANCIAL TOPICS - Approximately 8 hours per month spent, Approximately 0 hours per month during securities trading hours, Started 01/2016.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Guida's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2019 - Present
A BETTER WAY FINANCIAL, LLC
Office #1: 6357 Airport Road, Allentown, PA 18109RIA
CRD#: 304914
Allentown, PA
Past
August 20, 2014 - December 16, 2019
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
WHITEHALL, PA
Past
May 15, 1986 - January 3, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
Past
May 15, 1986 - January 3, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/13/2020)
IAR
Pennsylvania(8/21/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AB
A BETTER WAY FINANCIAL, LLC
A BETTER WAY FINANCIAL, LLC
CRD#: 304914 / SEC#:
New Jersey
Registered Investment Advisory firm - (2/13/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (8/21/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6357 Airport Road, Allentown, PA 18109
Mailing Address
Phone number
(610) 440-1700
Established
Firm type
Fiscal year end
# of Employees
10
Regulatory assets under management
| Total Number of Accounts | 904 |
| AUM (Assets Under Management) | $ 72,760,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
A BETTER WAY FINANCIAL, LLC
CRD#: 304914Allentown, PA 18109TRUST BUT VERIFY
Monitor Frank Guida
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
