Brian H. Mckeown

RUSSELL CAPITAL MANAGEMENT

LEXINGTON, KY 40507

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CRD#: 1499069

Professional summary

Brian Hartley Mckeown is a registered financial advisor currently at RUSSELL CAPITAL MANAGEMENT, LLC located in Lexington, Kentucky.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Brian has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RUSSELL CAPITAL MGT.; LEXINGTON KY; RIA; INVESTMENT RELATED; SINCE 05/1994; VP, INVESTMENTS; 95% OF TIME SPENT; COMPENSATION: FEE BASED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hartley Mckeown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 1999 - Present

RUSSELL CAPITAL MANAGEMENT, LLC

Office #1: 476 East High St Suite 100, Lexington, KY 40507

RIA

CRD#: 109513

LEXINGTON, KY

Past

August 22, 2006 - January 3, 2017

APW CAPITAL, INC.

CRD#: 43814

LEXINGTON, KY

Past

January 29, 2002 - September 30, 2005

WINEBRENNER CAPITAL PARTNERS, LLC

CRD#: 48027

LOUISVILLE, KY

Past

June 7, 1994 - December 7, 2001

FINANCIAL ASSET MANAGEMENT, INC.

CRD#: 18514

COLUMBUS, OH

Past

March 19, 1987 - June 15, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 22, 1986 - April 2, 1987

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUSSELL CAPITAL MANAGEMENT, LLC

RUSSELL CAPITAL INSURANCE | VERDANT INVESTMENTS | RUSSELL CAPITAL MANAGEMENT, LLC | RUSSELL CAPITAL MANAGEMENT INC

CRD#: 109513 / SEC#: 801-56914

RIA

Registered Investment Advisory firm - (10/15/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(2/17/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/12/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Current Firm

RUSSELL CAPITAL MANAGEMENT, LLC

RUSSELL CAPITAL INSURANCE | VERDANT INVESTMENTS | RUSSELL CAPITAL MANAGEMENT, LLC | RUSSELL CAPITAL MANAGEMENT INC

CRD#: 109513 / SEC#: 801-56914

RIA

Registered Investment Advisory firm - (10/15/1999 Approved)

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Contact information

Main Address

476 E High St, Lexington, KY 40507

Mailing Address

Phone number

(859) 254-5225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RCM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	587
AUM (Assets Under Management)	$ 251,483,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Brian H. Mckeown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hartley Mckeown's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

WINEBRENNER CAPITAL PARTNERS, LLC

FINANCIAL ASSET MANAGEMENT, INC.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

RUSSELL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/6/1986

SIE

Date: 1/3/2017

Series 3

Date: 3/12/1990

Series 7

Date: 5/17/1986

Current Firm

RUSSELL CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUSSELL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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