Charles O. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Orville Butler JR was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1986. Charles had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1999 - June 15, 2017
EVERTRADE DIRECT BROKERAGE, INC.
June 21, 1997 - May 22, 1998
MERCANTILE INVESTMENT SERVICES, INC.
March 12, 1996 - June 21, 1997
MARK TWAIN BROKERAGE SERVICES, INC.
August 6, 1986 - March 31, 1994
MARK TWAIN BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERTRADE DIRECT BROKERAGE, INC.
CRD#: 47388 / SEC#: , 8-51781
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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