Barbara C. Keady
Professional summary
Barbara Connolly Keady, who also goes by Barbara A Connolly, Barbara Anne Connolly, is a registered financial professional currently at CERES SECURITIES, LLC located in South Bend, Indiana.
Barbara is registered as a RR (Registered Representative) and started their career in finance in 1987. Barbara has worked at 3 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barbara Connolly Keady's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2016 - Present
CERES SECURITIES, LLC
Office #1: 806 Howard St Suite 200, South Bend, IN 46617November 3, 1998 - October 5, 1999
MORGAN STANLEY & CO. LLC
May 1, 1987 - February 23, 1989
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2019)
(10/26/2016)
(10/13/2016)
(1/25/2017)
(2/21/2017)
(1/3/2017)
(7/20/2017)
(10/21/2016)
(10/12/2016)
(10/18/2016)
(7/26/2017)
(10/12/2017)
(1/11/2017)
(1/11/2017)
(10/19/2016)
(5/3/2023)
(11/21/2016)
(1/3/2017)
Exams
FINRA
Current Firm
CERES SECURITIES, LLC
CRD#: 269903 / SEC#: , 8-69637
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CERES PARTNERS, LLC | MEMBER | |
| SCHOOLEY, TAMARA LYNDSEY | PRESIDENT, MANAGING DIRECTOR, CCO | 6771423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CERES SECURITIES, LLC
CRD#: 269903South Bend, IN 46617TRUST BUT VERIFY
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