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Vincent William Fishbaugh

CRD# 1498665·Registered 1986 - 2025
Previously Registered: Being a previously registered professional could mean that Vincent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vincent William Fishbaugh was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 1986 - 2025. Vincent had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

STYLETRACK INVESTMENT ADVISORS·CRD# 127271
RIA
Salt Lake City, UT
January 8, 2007 - October 27, 2025
EDWARD JONES·CRD# 250
RIA
Salt Lake City, UT
March 28, 2005 - January 9, 2007
EDWARD JONES·CRD# 250
BD
Salt Lake City, UT
March 24, 2005 - January 9, 2007
ZIONS DIRECT, INC.·CRD# 17776
RIA
Salt Lake City, UT
November 3, 2003 - March 24, 2005
ZIONS DIRECT, INC.·CRD# 17776
BD
Salt Lake City, UT
October 31, 2003 - March 24, 2005
KEYBANC CAPITAL MARKETS INC.·CRD# 566
RIA
Salt Lake City, UT
January 1, 2001 - November 4, 2003
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
July 28, 2000 - November 4, 2003
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
July 1, 1999 - August 7, 2000
FIRST SECURITY INVESTOR SERVICES, INC.·CRD# 15515
BD
Salt Lake City, UT
July 29, 1992 - July 1, 1999
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - August 6, 1992
BOETTCHER & COMPANY, INC.·CRD# 101
BD
July 19, 1990 - September 4, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 15, 1988 - August 9, 1990
E. F. HUTTON & COMPANY INC·CRD# 235
BD
May 22, 1986 - February 15, 1988

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Current Firm

SI
STYLETRACK INVESTMENT ADVISORS

ELIZABETH ALI LYDDALL DBA STYLETRACK INVESTMENT ADVISORS | STYLETRACK INVESTMENT ADVISORS, INC. | STYLETRACK INVESTMENT ADVISORS | LYDDALL, ELIZABETH ALI

CRD#: 127271

Contact Information

Main Address

Murray, UT

Phone Number

(801) 305-1026

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

80

AUM (Assets Under Management)

$19,157,631

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1986About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Dec 2000About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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