Vincent W. Fishbaugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent William Fishbaugh was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1986. Vincent had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2007 - October 27, 2025
STYLETRACK INVESTMENT ADVISORS
March 28, 2005 - January 9, 2007
EDWARD JONES
March 24, 2005 - January 9, 2007
EDWARD JONES
November 3, 2003 - March 24, 2005
ZIONS DIRECT, INC.
October 31, 2003 - March 24, 2005
ZIONS DIRECT, INC.
January 1, 2001 - November 4, 2003
KEYBANC CAPITAL MARKETS INC.
July 28, 2000 - November 4, 2003
KEYBANC CAPITAL MARKETS INC.
July 1, 1999 - August 7, 2000
WELLS FARGO SECURITIES, LLC
July 29, 1992 - July 1, 1999
FIRST SECURITY INVESTOR SERVICES, INC.
September 4, 1990 - August 6, 1992
WELLS FARGO CLEARING SERVICES, LLC
July 19, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
February 15, 1988 - August 9, 1990
LEHMAN BROTHERS INC.
May 22, 1986 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STYLETRACK INVESTMENT ADVISORS
CRD#: 127271 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 19,157,631 |
Red Flags
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