AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JQ

John T. Quinn

Some features on this profile are disabled
CRD#: 1498656
JQ

Professional summary

John Terence Quinn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, John had worked at 4 firms, which includes NATCITY INVESTMENTS INC., PNC BROKERAGE CORP, PRINCIPAL SECURITIES INC., E. F. HUTTON & COMPANY INC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Terry Quinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 17, 1997 - September 1, 1999

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
CLEVELAND, OH
Past

July 6, 1994 - December 17, 1997

PNC BROKERAGE CORP

BD
CRD#: 34671
PITTSBURGH, PA
Past

March 7, 1994 - February 14, 1995

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

May 23, 1986 - January 10, 1987

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/8/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/4/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 9/12/1986
National Commodity Futures Examination

Current Firm

NI
NATCITY INVESTMENTS, INC.
FOLIO ONE | NATIONAL CITY INVESTMENTS CAPITAL, INC. | NATCITY INVESTMENTS, INC. | MERCHANTS SECURITIES COMPANY

CRD#: 17490 / SEC#: , 8-35288

BD
Terminated by SEC on 01/24/2010
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Indiana since 12/13/1985
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THE PNC FINANCIAL SERVICES GROUP, INC.PARENT
FABRIZI, SILVIO PAULCHIEF COMPLIANCE OFFICER4321545
MCLAUGHLIN, CHARLOTTE BEHMPRESIDENT AND CHIEF EXECUTIVE OFFICER - CAPITAL MARKETS2849217
SINGER, DOUGLAS LAWRENCEPRESIDENT AND CHIEF EXECUTIVE OFFICER - RETAIL1721973
SUHANIC, JEFFREY DREWSENIOR VICE PRESIDENT, DIRECTOR2124910
TANNER, LEONARD EUGENEVICE CHAIRMAN442470
WILSON, CHARLENE FAITHVICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND TREASURER1935747

Disclosures

Regulatory Event11
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATCITY INVESTMENTS, INC.

CRD#: 17490

TRUST BUT VERIFY

Monitor John Quinn

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics