BH
Brett D. Hansen
DALE BUCKNER
Amarillo, TX 79101
Some features on this profile are disabled
CRD#: 1498631
BH
Professional summary
Brett Dewayne Hansen, CFP® is a registered financial advisor currently at DALE BUCKNER, INC. located in Amarillo, Texas and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Amarillo, Texas.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Brett has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) DALE BUCKNER INC - INVESTMENT ADVISOR - REGISTERED INVESTMENT ADVISOR - AMARILLO, TX - SINCE 10/2014 - INVESTMENT RELATED 2.) DALE BUCKNER, INC. - ADVISER - DBA NAME FOR MARKETING PURPOSES ONLY - AMARILLO, TX - SINCE 04/2014 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Brett Dewayne Hansen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
May 25, 2017 - Present
DALE BUCKNER, INC.
Office #1: 301 S. Polk Suite 420, Amarillo, TX 79101RIA
CRD#: 116342
Amarillo, TX
Current
November 10, 2014 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 301 S. Polk Ste. 420, Amarillo, TX 79101RIA
BD
CRD#: 20804
Amarillo, TX
Past
August 21, 2015 - April 27, 2017
DALE BUCKNER, INC.
RIA
CRD#: 116342
AMARILLO, TX
Past
July 13, 1987 - November 7, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
May 21, 1986 - July 21, 1987
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DB
DALE BUCKNER, INC.
ASSET PLANNING GROUP | DALE BUCKNER, INC. DBA DALE BUCKNER AND ASSET PLANNING GROUP | DALE BUCKNER, INC. | DALE BUCKNER, INC DBA DALE BUCKNER AND ASSET PLANNING GROUP | DALE BUCKNER AND ASSET PLANNING GROUP | DALE BUCKNER | ASSET PLANNING GROUP, INC.
CRD#: 116342 / SEC#: 801-110346
RIA
Registered Investment Advisory firm - (4/25/2017 Approved)Texas
Registered Investment Advisory firm - (4/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/18/2018)
RR
Alaska(7/18/2018)
RR
Arizona(7/18/2018)
RR
Arkansas(7/18/2018)
RR
California(7/18/2018)
RR
Colorado(7/18/2018)
RR
Florida(7/18/2018)
RR
Illinois(7/18/2018)
RR
Indiana(7/18/2018)
RR
Iowa(7/18/2018)
RR
Kansas(7/18/2018)
RR
Louisiana(7/18/2018)
RR
Maryland(9/27/2024)
RR
Massachusetts(8/16/2024)
RR
Minnesota(7/18/2018)
RR
Missouri(7/18/2018)
RR
Nebraska(7/18/2018)
RR
New Mexico(7/18/2018)
RR
North Carolina(7/18/2018)
RR
Ohio(7/19/2018)
RR
Oklahoma(7/18/2018)
RR
Oregon(4/27/2022)
RR
Texas(1/7/2015)
IAR
Texas(5/25/2017)
RR
Utah(7/18/2018)
RR
Washington(7/18/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DB
DALE BUCKNER, INC.
ASSET PLANNING GROUP | DALE BUCKNER, INC. DBA DALE BUCKNER AND ASSET PLANNING GROUP | DALE BUCKNER, INC. | DALE BUCKNER, INC DBA DALE BUCKNER AND ASSET PLANNING GROUP | DALE BUCKNER AND ASSET PLANNING GROUP | DALE BUCKNER | ASSET PLANNING GROUP, INC.
CRD#: 116342 / SEC#: 801-110346
RIA
Registered Investment Advisory firm - (4/25/2017 Approved)Texas
Registered Investment Advisory firm - (4/27/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
301 S. Polk Suite 420, Amarillo, TX 79101
Mailing Address
P.o. Box 9700, Amarillo, TX 79105-9700
Phone number
+1 (806) 358-7977
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 837 |
| AUM (Assets Under Management) | $ 167,538,733 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DALE BUCKNER, INC.
CRD#: 116342Amarillo, TX 79101TRUST BUT VERIFY
Monitor Brett Hansen
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
