Kyle C. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Craig Andrews was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1986. Kyle had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2003 - March 29, 2004
SAXONY SECURITIES, INC.
March 11, 1999 - September 8, 2003
CLEARING SERVICES OF AMERICA, INC.
November 10, 1998 - December 23, 1998
SUMMIT TRADING, INC.
March 3, 1998 - October 7, 1998
BLOCK TRADING INC.
May 30, 1997 - July 1, 1998
CENTENNIAL CAPITAL MANAGEMENT, INC.
February 17, 1993 - May 16, 1997
WORLD INVEST CORPORATION
February 8, 1989 - November 18, 1992
UBS FINANCIAL SERVICES INC.
May 23, 1986 - February 25, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
