Marc J. Lane
Professional summary
Marc Jay Lane, who also goes by Marc J Lane, is a registered financial professional currently at MARC J. LANE & COMPANY located in Chicago, Illinois.
Marc is registered as a RR (Registered Representative) and started their career in finance in 2002. Marc has worked at 2 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Jay Lane's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 1996 - Present
MARC J. LANE & COMPANY
Office #1: 200 E. Randolph Street Suite 5100, Chicago, IL 60601Office #2: 200 E. Randolph Street Suite 5100, Chicago, IL 60601February 21, 2002 - September 10, 2021
GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2017)
(1/1/1997)
(7/9/2012)
(1/2/1997)
(5/9/1996)
(1/1/1997)
(1/2/1997)
(1/10/2023)
(1/13/2020)
(1/1/1997)
(1/10/2023)
(1/12/2023)
(1/20/2023)
(10/17/2007)
(1/10/2023)
(1/9/2001)
(1/10/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MARC J. LANE & COMPANY
CRD#: 16188 / SEC#: , 8-33465
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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