DB
Daniel R. Brush
FLC CAPITAL ADVISORS
PALM DESERT, CA 92260
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CRD#: 1498148
DB
Professional summary
Daniel Robert Brush, CFP® is a registered financial advisor currently at FLC CAPITAL ADVISORS located in Palm Desert, California and OSAIC WEALTH, INC. located in Palm Desert, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GODECKE CLARK POSITION: CPA NATURE: GODECKE CLARK CPAS ACCOUNTING AND TAX PREP. CPA 98 % TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/1993 ADDRESS: 44875 Deep Canyon Rd., Palm Desert CA 92260 DESCRIPTION: preparing income tax returns FINRA ARIBITRATION POSITION: Non-Public Arbitrator NATURE: FINRA DISPUTE RESOLUTION ARBITRATION ARBITRATOR 2% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/1999 ADDRESS: 300 S. Grand Ave., Los Angeles CA 90071 DESCRIPTION: i am an Non-Public arbitrator FLC CAPITAL ADVISORS POSITION: refer customers NATURE: FLC CAPITAL ADVISORS - INVESTMENT ADVISOR REPRESENTATIVE-INVESTMENT RELATED- IAR- START DATE: 4/2000- LOCATED AT: 44-750 VILLAGE COURT PALM DESERT, CA 92260 INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2000 ADDRESS: 44750 Village Court, Palm Desert CA 92260 DESCRIPTION: refer customers
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Robert Brush's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
December 22, 2000 - Present
FLC CAPITAL ADVISORS
Office #1: 44750 Willage Ct, Palm Desert, CA 92260RIA
CRD#: 111822
PALM DESERT, CA
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 44-750 Village Court, Palm Desert, CA 92260RIA
BD
CRD#: 23131
PALM DESERT, CA
Past
March 23, 2000 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PALM DESERT, CA
Past
November 9, 1999 - December 20, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FLC CAPITAL ADVISORS
FLC CAPITAL ADVISORS | FLC FINANCIAL NETWORK
CRD#: 111822 / SEC#: 801-77600
RIA
Registered Investment Advisory firm - (2/7/2013 Approved)California
Registered Investment Advisory firm - (3/10/2013 Terminated)Texas
Registered Investment Advisory firm - (2/8/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(12/22/2000)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Kentucky(6/14/2024)
RR
New York(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Washington(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FLC CAPITAL ADVISORS
FLC CAPITAL ADVISORS | FLC FINANCIAL NETWORK
CRD#: 111822 / SEC#: 801-77600
RIA
Registered Investment Advisory firm - (2/7/2013 Approved)California
Registered Investment Advisory firm - (3/10/2013 Terminated)Texas
Registered Investment Advisory firm - (2/8/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
44750 Village Court, Palm Desert, CA 92260
Mailing Address
Phone number
(760) 779-8110
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 791 |
| AUM (Assets Under Management) | $ 709,893,714 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLC CAPITAL ADVISORS
CRD#: 111822Palm Desert, CA 92260TRUST BUT VERIFY
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