Sharon Distefano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Distefano was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1986. Sharon had worked at 12 firms and has passed the Series 63, Series 87, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2013 - January 31, 2014
WINDSOR STREET CAPITAL, LP
July 7, 2011 - January 3, 2012
THINKEQUITY LLC
September 9, 2010 - July 5, 2011
MCBARRON CAPITAL LLC
April 30, 2010 - September 10, 2010
INTERMERCHANT SECURITIES LLC
June 24, 2009 - January 21, 2010
INTERMERCHANT SECURITIES LLC
April 18, 2005 - October 16, 2006
GRANTA CAPITAL GROUP LLC
October 28, 2004 - February 25, 2005
FIRST HUDSON FINANCIAL GROUP, INC.
May 13, 2002 - September 22, 2004
GRANTA CAPITAL GROUP LLC
March 16, 1999 - September 25, 2000
RYAN BECK & CO.
August 19, 1996 - February 12, 1999
JOSEPHTHAL & CO., INC.
September 5, 1995 - September 4, 1996
H.J. MEYERS & CO., INC.
November 19, 1992 - September 19, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
July 29, 1991 - November 10, 1992
CITIGROUP GLOBAL MARKETS INC.
June 1, 1990 - August 15, 1991
D. H. BLAIR & CO., INC.
June 19, 1986 - August 31, 1988
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
