Toni E. Tamborello
Professional summary
Toni Elise Tamborello, who also goes by Toni Tamborello Ogando, Toni Elise Tamborello, is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Houston, Texas.
Toni is registered as a RR (Registered Representative) and started their career in finance in 1989. Toni has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Toni Elise Tamborello's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2021 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 11 Greenway Plaza Suite 100, Houston, TX 77046April 29, 2016 - May 31, 2019
INVESCO ADVISERS, INC.
April 21, 2016 - May 31, 2019
INVESCO DISTRIBUTORS, INC.
August 6, 2014 - April 7, 2016
AUGUSTAR DISTRIBUTORS, INC.
January 1, 2010 - May 30, 2014
INVESCO ADVISERS, INC.
March 28, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
March 12, 2007 - May 30, 2014
INVESCO DISTRIBUTORS, INC.
September 28, 2005 - February 2, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
June 27, 2002 - September 28, 2005
AIM PRIVATE ASSET MANAGEMENT
April 25, 2000 - September 28, 2005
INVESCO DISTRIBUTORS, INC.
February 19, 1999 - March 7, 2000
MORGAN STANLEY DW INC.
January 12, 1995 - January 25, 1999
INVESCO CAPITAL MARKETS, INC.
April 6, 1989 - December 31, 1989
ADVANTAGE CAPITAL CORPORATION
April 6, 1989 - January 12, 1995
AMERICAN CAPITAL MARKETING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
INVESCO DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
