Juan A. De Luna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Alberto De Luna, who also goes by John A De Luna, Juan A De Luna-christensen, Juan Alberto Deluna, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 1994. Juan had worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2011 - December 22, 2020
PENSERRA SECURITIES, LLC
July 16, 2009 - September 28, 2011
COINBASE CAPITAL MARKETS CORP
March 14, 2006 - December 7, 2019
DE LUNA PARTNERS, INC.
March 21, 2005 - July 15, 2009
BACKSTROM MCCARLEY BERRY & CO., LLC
July 25, 2003 - July 26, 2004
CABRERA CAPITAL MARKETS, LLC
January 4, 2003 - March 6, 2003
MULTITRADE SECURITIES LLC
March 28, 2001 - September 10, 2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
March 9, 2000 - March 9, 2001
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
April 12, 1994 - September 16, 1998
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
