Robert B. Pollsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bruce Pollsen, CFP®, who also goes by Robert B Pollsen, Robert Bruce Pollsen, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2009. Robert had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
August 16, 2019 - December 19, 2022
PLANWYZ INC.
September 14, 2016 - February 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 14, 2016 - February 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 22, 2014 - August 17, 2016
LPL FINANCIAL LLC
July 1, 2013 - September 16, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
June 20, 2013 - September 16, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
December 8, 2009 - June 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 2009 - June 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLANWYZ INC.
CRD#: 300257 / SEC#:
Contact information
Red Flags
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