Edward W. Conner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward William Conner was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1998. Edward had worked at 8 firms and has passed the Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2003 - November 24, 2004
PORTSMOUTH FINANCIAL SERVICES
January 10, 2003 - June 27, 2006
GREENBOOK SECURITIES, INC.
August 7, 2002 - November 5, 2002
ROBERT VAN SECURITIES, INC.
March 27, 2002 - August 15, 2002
WESTERN INTERNATIONAL SECURITIES, INC.
February 11, 2002 - February 19, 2002
FIRST ALLIED SECURITIES, INC.
November 5, 2001 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
June 29, 2001 - November 9, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
January 20, 1998 - June 6, 2001
PACIFIC GENESIS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTSMOUTH FINANCIAL SERVICES
CRD#: 13980 / SEC#: , 8-30097
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 3,671,748 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
