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DD

Denise D. Devlin

JWTT
Bend, OR 97703
Some features on this profile are disabled
CRD#: 1497335
DD

Professional summary


Denise Dolores Devlin, who also goes by Denise D Devlin, Denise Devlin, is a registered financial professional currently at JWTT INC. located in Bend, Oregon.

Denise is registered as a RR (Registered Representative) and started their career in finance in 1994. Denise has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 11 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Denise D Devlin | Denise Devlin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Denise Dolores Devlin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 28, 2025 - Present

JWTT INC.

Office #1: 19980 Jw Brown Rd, Bend, OR 97703
BD
CRD#: 299410
Bend, OR
Past

February 21, 2025 - April 7, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
MEDIA, PA
Past

July 9, 2001 - March 12, 2025

BESTVEST INVESTMENTS, LTD.

BD
CRD#: 40302
MEDIA, PA
Past

August 31, 1994 - July 11, 2001

FIRST LIBERTY INVESTMENT GROUP, INC.

BD
CRD#: 3536
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/28/2025)
RR
Florida
(3/28/2025)
RR
Maryland
(4/1/2025)
RR
New Jersey
(3/28/2025)
RR
New York
(3/28/2025)
RR
Pennsylvania
(3/28/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/29/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/1/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 11
Date: 8/29/1994
Assistant Representative-Order Processing Qualification Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


JI
JWTT INC.
JWTT INC.

CRD#: 299410 / SEC#: , 8-70242

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
19980 Jw Brown Rd, Bend, OR 97703
Mailing Address
19980 Jw Brown Rd, Bend, OR 97703
Phone number
(971) 323-0700
Established
Oregon since 10/15/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PAULSON CAPITAL HOLDING COMPANY, LLCOWNER
GEORGE, KENNETH RONALDFINOP2643369
THIEL, THOMAS ANDREWCCO5581270
THIEL, THOMAS ANDREWPRESIDENT5581270
WARMENHOVEN, JOEY JAMESCEO2749033

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JWTT INC.

CRD#: 299410Bend, OR 97703

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