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Christopher Ribaudo

CRD# 1497056·Registered 1994 - 2012
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Ribaudo, who also goes by Christopher V Ribaudo, Christopher Ventura Ribaudo, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1994 - 2012. Christopher had worked at 3 firms and has passed the Series 63, Series 55, Series 7 and Series 25 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher V Ribaudo, Christopher Ventura Ribaudo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

MND PARTNERS, INC.·CRD# 131833
BD
New York, NY
May 31, 2012 - August 3, 2012
FARINA & ASSOCIATES, INC.·CRD# 32830
BD
New York, NY
October 1, 2000 - May 2, 2012
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
June 20, 1994 - September 22, 1995

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Current Firm

MP
MND PARTNERS, INC.

MND PARTNERS, INC.

CRD#: 131833 / SEC#: 8-66510
BD
Terminated by SEC on 09/24/2013

Contact Information

Established

New York since 04/28/2004

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TJM INVESTMENTS, LLCSHAREHOLDER46300
CATANIA, NEIL MICHAELCEO/PRES/TREAS/DIR2719448
RISINGER, COLLEEN SULLIVANFINOP/CFO2812053
SMYTH, MICHAEL FRANCISVP/DIR/SECY/CCO1871779

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1999About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2007

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 25 — NYSE Trading Assistant Examination

Passed Mar 2000

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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