Jacques V. Pessah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacques V Pessah was a registered financial professional .
Jacques is a previously registered financial professional and started their career in finance in 1988. Jacques had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 1996 - April 19, 2016
NORTH RIDGE SECURITIES CORP.
October 22, 1990 - September 25, 1996
JOSEPH MATTHEWS & COMPANY, INCORPORATED
August 23, 1989 - December 12, 1990
HASAN GROWNEY CO. INC.
March 8, 1989 - August 24, 1989
ROBYNS CAPITAL CORP.
October 26, 1988 - March 16, 1989
INDIVIDUAL'S SECURITIES LTD.
September 20, 1988 - October 3, 1988
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NORTH RIDGE SECURITIES CORP.
CRD#: 27098 / SEC#: 801-108451, 8-42879
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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