Vincent Mistretta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Mistretta JR was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1986. Vincent had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 1989 - June 12, 1989
MARSHALL DAVIS, INC.
April 10, 1989 - May 10, 1989
CITIGROUP GLOBAL MARKETS INC.
November 14, 1988 - February 27, 1989
POWER SECURITIES CORPORATION
February 3, 1988 - November 2, 1988
MARSHALL DAVIS, INC.
January 18, 1988 - January 26, 1988
GREENTREE SECURITIES CORP.
September 8, 1986 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
July 28, 1986 - August 28, 1986
NORBAY SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
MARSHALL DAVIS, INC.
CRD#: 16278 / SEC#: , 8-33619
Contact information
Documents
Red Flags
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