Eric J. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Jon Larson was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1986. Eric had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2020 - August 30, 2024
SEAPORT GLOBAL SECURITIES LLC
August 14, 2015 - March 24, 2020
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
July 21, 2014 - July 7, 2015
JANNEY MONTGOMERY SCOTT LLC
May 23, 2012 - July 3, 2014
C. L. KING & ASSOCIATES, INC.
June 6, 2011 - January 27, 2012
TICONDEROGA SECURITIES LLC
September 1, 2009 - June 8, 2011
SOLEIL SECURITIES CORPORATION
April 11, 2002 - January 18, 2008
PIPER SANDLER & CO.
May 14, 1992 - June 21, 1996
MORGAN STANLEY & CO. LLC
May 21, 1986 - March 10, 1992
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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