Daniel L. Sloan

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CRD#: 1496530

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Lee Sloan, who also goes by Dan Sloan, Danny Sloan, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1986. Daniel had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dan Sloan | Danny Sloan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 01/29/2016: McDonald & Hagen Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 350 Leavell Circle, Montgomery, AL 36117 - Started 02/01/2016 - 160 Hr/Mo; 130 Hours During Securities Trading - Full scope of LPL services (2) 08/15/2016: McDonald & Hagen Wealth Management - Registered Investment Advisor Hybrid - DBA: (Hybrid) McDonald & Hagen Wealth Management - Investment Related - 350 Leavell Circle, Montgomery, AL 36117 - Started 04/22/2016 - 160 Hr/Mo; 130 Hours During Securities Trading - All IARs in the RIA or securities registered with LPL. Yes the RIA is also a DBA of our LPL business. (3) 12/27/2016: No Business Name - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 12/19/2016 - 1 Hour Per Month During Securities Trading. (4) 2/1/2019 - No Business Name - Investment Related - Home Based & - Montgomery, AL 36109 - Real Estate Rental - Started 05/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Former residence which is now in a lease-to-buy arrangement with a tenant. (5) 12/10/2019 - 1591 VdeLu - Not Investment Related - Pensacola Beach FL , 32561 - Real Estate Rental - Started 07/12/2019 - 20 Hours Per Month/0 Hours During Securities Trading - Buying a commercial building to rent. (6) 1/3/2020 - Pedego Pensacola Beach - Not Investment Related - 1591 Via de Luna Drive, Pensacola Beach FL, 32561 - Business Owner - Started 01/02/2020 - 36 Hours Per Month/0 Hours During Securities Trading - Sale, rental and service of bicycles. (7) 3/12/2020 - No Business Name - Investment Related - Gulf Breeze, FL 32561 - Real Estate Rental - Owner - Start Date: 02/12/2020 - 6 Hours Per Month/0 Hours During Securities Trading - Raw land.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 26, 2016 - November 20, 2024

INVISTA ADVISORS

RIA

CRD#: 282899

MONTGOMERY, AL

Past

December 12, 2011 - July 25, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

MONTGOMERY, AL

Past

December 12, 2011 - November 19, 2021

LPL FINANCIAL LLC

CRD#: 6413

MONTGOMERY, AL

Past

November 8, 2002 - December 16, 2011

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MONTGOMERY, AL

Past

April 12, 2001 - December 16, 2011

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MONTGOMERY, AL

Past

November 24, 1986 - April 12, 2001

REGIONS INVESTMENT COMPANY, INC.

CRD#: 17618

BIRMINGHAM, AL

Past

May 22, 1986 - October 14, 1986

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVISTA ADVISORS

INVISTA ADVISORS | MCDONALD FINANCIAL SERVICES, LLC | MCDONALD & HAGEN WEALTH MANAGEMENT

CRD#: 282899 / SEC#: 801-107431

RIA

Registered Investment Advisory firm - (3/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Current Firm

INVISTA ADVISORS

INVISTA ADVISORS | MCDONALD FINANCIAL SERVICES, LLC | MCDONALD & HAGEN WEALTH MANAGEMENT

CRD#: 282899 / SEC#: 801-107431

RIA

Registered Investment Advisory firm - (3/18/2016 Approved)

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Contact information

Main Address

350 Leavell Circle, Montgomery, AL 36117

Mailing Address

Phone number

(334) 387-0094

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	713
AUM (Assets Under Management)	$ 580,106,131

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel L. Sloan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

REGIONS INVESTMENT COMPANY, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

INVISTA ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/1998

Series 63

Date: 5/23/1986

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1986

Current Firm

INVISTA ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVISTA ADVISORS

TRUST BUT VERIFY

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