Albert C. Driscoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Charles Driscoll was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1986. Albert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2009 - December 29, 2011
THE ESTATE MANAGEMENT GROUP, INC.
November 30, 2006 - December 31, 2014
LPL FINANCIAL LLC
November 27, 2006 - December 31, 2014
LPL FINANCIAL LLC
July 12, 1999 - December 14, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 21, 1998 - December 14, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 30, 1992 - July 12, 1999
BA INVESTMENT SERVICES, INC.
December 15, 1987 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
May 23, 1986 - January 1, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/12/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
