Frederick W. Slaughter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Wyatt Slaughter, who also goes by Fredrick Wyatt Slaughter, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1986. Frederick had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1993 - February 24, 1995
PARAGON CAPITAL MARKETS, INC.
September 4, 1991 - January 30, 1992
J. W. GANT & ASSOCIATES, INC.
September 14, 1987 - September 17, 1990
THE STUART-JAMES COMPANY, INCORPORATED
June 12, 1986 - December 22, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON CAPITAL MARKETS, INC.
CRD#: 18555 / SEC#: , 8-36765
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
