Eric A. Glapion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Andre Glapion was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1986. Eric had worked at 13 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2023 - March 5, 2025
FORESIDE FUND SERVICES, LLC
September 9, 2005 - December 3, 2020
ALPS DISTRIBUTORS, INC.
December 13, 2004 - November 24, 2020
FORWARD MANAGEMENT, LLC
May 14, 2002 - September 9, 2005
FORESIDE FUNDS DISTRIBUTORS LLC
January 31, 2002 - March 20, 2002
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
February 27, 2001 - December 31, 2001
FUNDS DISTRIBUTOR, LLC
March 31, 1999 - June 30, 2000
GUARANTY BROKERAGE SERVICES, INC.
May 21, 1997 - December 8, 1998
BA INVESTMENT SERVICES, INC.
October 25, 1996 - April 29, 1997
WELLS FARGO SECURITIES INC.
October 2, 1995 - July 16, 1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
December 7, 1988 - September 12, 1995
GRIFFIN FINANCIAL SERVICES
April 4, 1988 - November 4, 1988
AGFC INVESTMENT SECURITIES
July 23, 1986 - April 26, 1988
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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