David W. Binder
Professional summary
David Wayne Binder is a registered financial professional currently at NYLIFE SECURITIES LLC located in Dallas, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 1986. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Wayne Binder's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2018 - Present
NYLIFE SECURITIES LLC
Office #1: 5005 Lyndon B. Johnson Fwy Suite 1800, Dallas, TX 75244May 11, 2016 - December 31, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 22, 2016 - December 31, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 24, 2000 - December 31, 2004
FIDELITY DISTRIBUTORS COMPANY LLC
January 7, 1987 - April 14, 2000
FIDELITY BROKERAGE SERVICES LLC
July 31, 1986 - December 12, 1986
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2018)
Exams
Series 8
Date: 4/23/1990
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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