Rex N. Hoover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rex Neal Hoover was a registered financial professional .
Rex is a previously registered financial professional and started their career in finance in 1986. Rex had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2021 - December 20, 2022
ORG PARTNERS
July 3, 2019 - October 2, 2019
ELITE SECURITIES WEALTH STRATEGIES, LLC
June 27, 2017 - December 31, 2017
CETERA WEALTH SERVICES, LLC
June 26, 2017 - December 31, 2017
CETERA WEALTH SERVICES, LLC
January 28, 2010 - November 1, 2018
HBW ADVISORY SERVICES LLC
January 12, 2006 - July 24, 2017
HBW SECURITIES LLC
October 31, 2003 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
January 1, 2002 - October 31, 2003
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 7, 2000 - January 1, 2002
IAC SECURITIES, INC.
March 8, 1999 - June 25, 1999
CARDINAL INVESTMENTS, INC.
December 8, 1997 - February 17, 1998
CENTAURUS FINANCIAL, INC.
September 22, 1992 - December 12, 1995
AMERICAN CLASSIC SECURITIES, INC.
May 24, 1989 - September 11, 1991
NORTH AMERICAN MANAGEMENT, INC.
June 12, 1986 - March 20, 1989
PFS INVESTMENTS INC.
Primary Firm SEC Registration
ORG PARTNERS
CRD#: 312728 / SEC#: 801-120444
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORG PARTNERS
CRD#: 312728 / SEC#: 801-120444
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,747 |
| AUM (Assets Under Management) | $ 772,570,633 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
