Stephen Satarino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Satarino, who also goes by Paul Stephen Satarino, Steve Satarino, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 56, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - February 7, 2019
T3 TRADING GROUP, LLC
November 5, 2012 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
August 9, 2007 - December 16, 2008
VOYA FINANCIAL ADVISORS, INC.
July 3, 2003 - December 31, 2006
SIGNAL SECURITIES, INC.
January 13, 2003 - June 13, 2003
MOMENTUM INDEPENDENT NETWORK INC.
September 26, 1995 - December 31, 2002
MOMENTUM INDEPENDENT NETWORK INC.
December 11, 1992 - June 13, 1994
A. G. EDWARDS & SONS, INC.
February 19, 1992 - July 8, 1992
BARRE & COMPANY, INCORPORATED
June 25, 1991 - February 25, 1992
AMERIPRISE ADVISOR SERVICES, INC.
November 21, 1989 - April 4, 1990
ROBERT W. BAIRD & CO. INCORPORATED
January 30, 1987 - March 19, 1988
FIDELITY BROKERAGE SERVICES LLC
August 8, 1986 - December 16, 1986
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 11/2/2012
Proprietary Trader Qualification ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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