Stephen W. Holber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen William Holber was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2011 - February 1, 2020
GOLDEN TRIANGLE SECURITIES LLC
March 16, 2007 - March 20, 2007
GBS FINANCIAL CORP.
March 16, 2007 - July 17, 2009
GBS FINANCIAL CORP.
April 9, 1999 - November 30, 2007
GOLDEN TRIANGLE SECURITIES LLC
March 16, 1995 - April 9, 1999
UBS FINANCIAL SERVICES INC.
January 2, 1987 - March 6, 1995
PRUDENTIAL EQUITY GROUP, LLC
June 5, 1986 - January 12, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/9/2004
Limited Representative-Equity Trader ExamCurrent Firm
GOLDEN TRIANGLE SECURITIES LLC
CRD#: 45641 / SEC#: 801-56237, 8-51114
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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