Marcus G. Ortega
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcus Gregory Ortega, who also goes by Marcos Ortega, Mark Ortega, was a registered financial professional .
Marcus is a previously registered financial professional and started their career in finance in 1986. Marcus had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2002 - September 13, 2012
J.P. TURNER & COMPANY, L.L.C.
January 25, 1993 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
January 24, 1991 - January 25, 1993
KOBER FINANCIAL CORP.
April 17, 1989 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 19, 1989 - April 4, 1989
BRENNAN ROSS SECURITIES, INC.
August 29, 1988 - January 18, 1989
GRAYSTONE NASH, INC.
April 28, 1986 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
