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Todd Andrew Cluxton

CRD# 1494508·Registered 1986 - 2014
Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Andrew Cluxton was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 1986 - 2014. Todd had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

EAGLE LEDGE CAPITAL, LLC·CRD# 150804
BD
Fresno, CA
June 11, 2012 - January 7, 2014
SYNERGY INVESTMENT GROUP, LLC·CRD# 46035
BD
Orlando, FL
April 11, 2011 - September 9, 2011
SYNERGY INVESTMENT GROUP, LLC·CRD# 46035
BD
Orlando, FL
December 19, 2006 - March 12, 2009
1ST DISCOUNT BROKERAGE, INC.·CRD# 39164
BD
Oviedo, FL
January 6, 2005 - May 3, 2006
AMERICAN HERITAGE CHURCH FINANCE, INC.·CRD# 18285
BD
Casselberry, FL
July 23, 2003 - December 31, 2004
SECURITY CHURCH FINANCE, INC.·CRD# 11224
BD
Houston, TX
September 27, 2002 - August 1, 2003
GREAT NATION INVESTMENT CORPORATION·CRD# 19981
BD
Amarillo, TX
January 2, 1998 - September 26, 2002
1ST DISCOUNT BROKERAGE, INC.·CRD# 39164
BD
Lake Worth, FL
January 6, 1997 - December 23, 1997
A. B. CULBERTSON AND COMPANY·CRD# 6870
BD
Fort Worth, TX
September 10, 1991 - January 31, 1997
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
April 26, 1991 - October 8, 1991
RICHFIELD SECURITIES, INC.·CRD# 16109
BD
April 24, 1990 - September 10, 1990
SAMARAH AND COMPANY·CRD# 21198
BD
January 4, 1988 - September 29, 1988
INVESTACORP, INC.·CRD# 7684
BD
May 1, 1986 - January 4, 1988

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Current Firm

EL
EAGLE LEDGE CAPITAL, LLC

EAGLE LEDGE CAPITAL, LLC

CRD#: 150804 / SEC#: 8-68299
BD
Terminated by SEC on 03/10/2018

Contact Information

Established

Delaware since 05/21/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FONTANA, THOMAS HARRYMEMBER704569
REID, CHESTER LANCE JRMEMBER, CHIEF COMPLIANCE OFFICER, FINOP, CHIEF EXECUTIVE OFFICER2366773

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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