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Todd A. Cluxton

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CRD#: 1494508
TC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Andrew Cluxton was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1986. Todd had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 11, 2012 - January 7, 2014

EAGLE LEDGE CAPITAL, LLC

BD
CRD#: 150804
FRESNO, CA
Past

April 11, 2011 - September 9, 2011

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
ORLANDO, FL
Past

December 19, 2006 - March 12, 2009

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
ORLANDO, FL
Past

January 6, 2005 - May 3, 2006

1ST DISCOUNT BROKERAGE, INC.

BD
CRD#: 39164
OVIEDO, FL
Past

July 23, 2003 - December 31, 2004

AMERICAN HERITAGE CHURCH FINANCE, INC.

BD
CRD#: 18285
CASSELBERRY, FL
Past

September 27, 2002 - August 1, 2003

SECURITY CHURCH FINANCE, INC.

BD
CRD#: 11224
HOUSTON, TX
Past

January 2, 1998 - September 26, 2002

GREAT NATION INVESTMENT CORPORATION

BD
CRD#: 19981
AMARILLO, TX
Past

January 6, 1997 - December 23, 1997

1ST DISCOUNT BROKERAGE, INC.

BD
CRD#: 39164
LAKE WORTH, FL
Past

September 10, 1991 - January 31, 1997

A. B. CULBERTSON AND COMPANY

BD
CRD#: 6870
FORT WORTH, TX
Past

April 26, 1991 - October 8, 1991

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

April 24, 1990 - September 10, 1990

RICHFIELD SECURITIES, INC.

BD
CRD#: 16109
Past

January 4, 1988 - September 29, 1988

SAMARAH AND COMPANY

BD
CRD#: 21198
Past

May 1, 1986 - January 4, 1988

INVESTACORP, INC.

BD
CRD#: 7684

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/18/1998
General Securities Principal Examination

Current Firm

EL
EAGLE LEDGE CAPITAL, LLC
EAGLE LEDGE CAPITAL, LLC

CRD#: 150804 / SEC#: , 8-68299

BD
Terminated by SEC on 03/10/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FONTANA, THOMAS HARRYMEMBER704569
REID, CHESTER LANCE JRMEMBER, CHIEF COMPLIANCE OFFICER, FINOP, CHIEF EXECUTIVE OFFICER2366773

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EAGLE LEDGE CAPITAL, LLC

CRD#: 150804

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