Todd B. Derrick

FULLER INVESTMENT MANAGEMENT COMPANY

Pasadena, CA 91182

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CRD#: 1494188

Professional summary

Todd B Derrick is a registered financial advisor currently at FULLER INVESTMENT MANAGEMENT COMPANY located in Pasadena, California.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Todd has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM ALSO AN EMPLOYEE OF THE FULLER FOUNDATION ("TFF"). TFF IS A PUBLIC FOUNDATION THAT FACILITATES CHARITABLE GIVING FOR NON-PROFIT ORGANIZATIONS, FAMILIES AND INDIVIDUALS. I HAVE BEEN EMPLOYED BY TFF SINCE 06/1998 AS A CLIENTS RELATIONS MANAGER. MY TIME IS EVENLY DIVIDED BETWEEN FULLER INVESTMENT MANAGEMENT COMPANY AND TFF.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd B Derrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2014 - Present

FULLER INVESTMENT MANAGEMENT COMPANY

Office #1: 135 North Oakland Avenue, Pasadena, CA 91182

RIA

CRD#: 167467

Pasadena, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FULLER INVESTMENT MANAGEMENT COMPANY

FULLER INVESTMENT MANAGEMENT COMPANY | FULLER INVESTMENT MANAGEMENT, INC.

CRD#: 167467 / SEC#: 801-78317

RIA

Registered Investment Advisory firm - (7/19/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2014

Uniform Investment Adviser Law Examination

Current Firm

FULLER INVESTMENT MANAGEMENT COMPANY

FULLER INVESTMENT MANAGEMENT COMPANY | FULLER INVESTMENT MANAGEMENT, INC.

CRD#: 167467 / SEC#: 801-78317

RIA

Registered Investment Advisory firm - (7/19/2013 Approved)

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Contact information

Main Address

135 North Oakland Avenue, Pasadena, CA 91182

Mailing Address

Phone number

(626) 765-8450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIMCO FORM ADV PART 2A DATED MARCH 24, 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 230,258,820

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/16/2024	Cover Page	Report
12/22/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd B. Derrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd B Derrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

FULLER INVESTMENT MANAGEMENT COMPANY

Primary Firm SEC Registration

FULLER INVESTMENT MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2014

Current Firm

FULLER INVESTMENT MANAGEMENT COMPANY

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FULLER INVESTMENT MANAGEMENT COMPANY

TRUST BUT VERIFY

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