Craig K. Blitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Keith Blitz was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2001 - February 25, 2022
NYPPEX, LLC
July 16, 1997 - January 25, 2001
COMMONWEALTH ASSOCIATES
January 9, 1990 - July 23, 1997
BLUESTONE CAPITAL CORP.
May 9, 1987 - January 20, 1990
LIPPER ANALYTICAL SECURITIES CORPORATION
May 20, 1986 - May 22, 1987
AMIVEST CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/22/2002
Limited Representative-Equity Trader ExamCurrent Firm
NYPPEX, LLC
CRD#: 47654 / SEC#: , 8-51849
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
