Dennis H. Blackinton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Howard Blackinton was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1986. Dennis had worked at 1 firm and has passed the Series 63, SIE, Series 99, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1986 - January 16, 2021
TFG EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TFG EQUITIES, INC.
CRD#: 17860 / SEC#: , 8-35853
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE TUDOR TRUST | SHAREHOLDER | |
| BLACKINTON, DENNIS HOWARD | PRESIDENT | |
| BLACKINTON, DENNIS HOWARD | CHIEF COMPLIANCE OFFICER | 1494075 |
| FINCH, MADELINE FINE | TRUSTEE | |
| SILVERSTEIN, LAWRENCE ISRAEL | TRUSTEE |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
