Mark Tucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Tucker SR was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 1997 - December 31, 2006
SICOR SECURITIES INC
August 27, 1993 - July 18, 1995
1717 CAPITAL MANAGEMENT COMPANY
October 5, 1989 - May 2, 1990
MORGAN GLADSTONE & CO. INC.
February 28, 1989 - October 14, 1989
MARSHALL DAVIS, INC.
August 16, 1988 - March 10, 1989
INVESTORS CENTER, INC.
May 21, 1986 - August 26, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SICOR SECURITIES INC
CRD#: 16195 / SEC#: 801-31673, 8-33445
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
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