Ian P. Dunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Peter Dunn, who also goes by Ian P Dunn, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 1987. Ian had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 79, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2020 - September 15, 2023
TNCP, LLC
May 10, 2012 - November 9, 2012
STILLPOINT CAPITAL, LLC
February 9, 1998 - January 25, 2000
DUNN JOHNSTON & COMPANY, INC.
May 21, 1987 - January 5, 1994
SAMUEL MONTAGU, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/15/2020
Investment Banking Registered Representative ExaminationCurrent Firm
TNCP, LLC
CRD#: 150134 / SEC#: , 8-68220
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
