JN
John T. Nealon
CANTOR FITZGERALD & CO.
Dallas, TX 75254
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CRD#: 1493854
JN
Professional summary
John Thomas Nealon JR, who also goes by Jack Nealon, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jack Nealon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Nealon JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2006 - Present
CANTOR FITZGERALD & CO.
Office #1: 14185 Dallas Parkway Suite 870, Dallas, TX 75254BD
CRD#: 134
Dallas, TX
Past
May 23, 2003 - May 3, 2006
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
March 21, 2002 - May 16, 2003
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
April 30, 2001 - March 21, 2002
COMMERZ MARKETS LLC
BD
CRD#: 41957
NEW YORK, NY
Past
March 25, 1991 - October 23, 2000
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
April 19, 1990 - March 28, 1991
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Past
July 25, 1987 - March 12, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
BD
CRD#: 19727
Past
May 21, 1986 - September 8, 1986
JPMSI
BD
CRD#: 15733
Past
May 21, 1986 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/28/2006)
RR
Arizona(10/16/2013)
RR
California(4/28/2006)
RR
Colorado(4/28/2006)
RR
Connecticut(4/28/2006)
RR
District of Columbia(4/28/2006)
RR
Florida(10/17/2024)
RR
Georgia(4/28/2006)
RR
Illinois(2/16/2011)
RR
Indiana(1/11/2012)
RR
Maryland(1/11/2012)
RR
Massachusetts(4/28/2006)
RR
Missouri(4/28/2006)
RR
Montana(8/30/2017)
RR
New Jersey(2/7/2019)
RR
New York(4/28/2006)
RR
North Carolina(8/30/2017)
RR
Ohio(5/8/2019)
RR
Oklahoma(4/28/2006)
RR
Pennsylvania(12/3/2010)
RR
South Carolina(8/30/2017)
RR
Texas(4/28/2006)
RR
Utah(6/19/2018)
RR
Vermont(1/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/7/1994
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
110 East 59th Street 4th Floor, New York, NY, 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY, 10022
Phone number
(212) 938-5000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CANTOR FITZGERALD & CO.
CRD#: 134Dallas, TX 75254TRUST BUT VERIFY
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