GL
Gary W. Lavallee
SILVER OAK SECURITIES
East Longmeadow, MA
Some features on this profile are disabled
CRD#: 1493834
GL
Professional summary
Gary W Lavallee, who also goes by Gary Wayne Lavallee, is a registered financial advisor currently at SILVER OAK SECURITIES, INCORPORATED located in East Longmeadow, Massachusetts.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Gary has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary Wayne Lavallee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Peak Wealth Advisors,Is Not Investment Related,"211 Pinehurst Dr, , East Longmeadow, MA, 01028, United States",Business Succession Advisory Services,Financial Advisor,3/21/2022,100 hours per month,20 hours per month during trading hours,Fee Based Compensation,Fee Based Advisory Services 2) Gary Lavallee Insurance Services,Is Not Investment Related,"211 Pinehurst Dr, , East Longmeadow, MA, 01028, United States",Fixed Insurance Products and Business Valuation and Exit Planning Services,Broker,3/1/1986,20 hours per month,0 hours per month during trading hours,Other Compensation,"Business Valuation Services, Life, Disability and Fixed Annuity Planning. Business Valuation services are billed hourly. Fixed insurance products are commission based." 3) Sheriffs-Posse,Is Not Investment Related,"211 Pinehurst Dr, , East Longmeadow, MA, 01028, United States",Sub-chapter of 501c(3),Adninistrator,5/1/2025,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Administrator for the Sheriffs-Posse which is a Sub-Chapter of the Jay Caron Community Impact Foundation - a 501c(3) organization. The Sheriff's Posse of Hampden County is a coalition of dedicated business professionals who have come together to support Sheriff Nick Cocchi and his initiatives aimed at assisting programs in the region that provide aid to victims, survivors, and children affected by domestic violence. Please note that the Sheriff's Posse of Hampden County operates as an independent entity under the Jay Caron Community Impact Foundation. Membership and inclusion in Posse social events and fundraisers is by invitation only. All funds are earmarked specifically for anti-domestic violence initiatives-supporting victim services, prevention programs, and community outreach efforts. All donations are payable and flow to the Jay Caron Foundation for distributions deemed appropriate by their board." 4) BullMaverick Investments,Is Investment Related,"211 Pinehurst Dr, , East Longmeadow, MA, 01028, United States",Investment Management,Investment Advisor,5/1/2025,100 hours per month,20 hours per month during trading hours,Fee Based Compensation,Portfolio Investment Manager and Client Advisor
CRS (Client Relationship Summary) - RIA
Click below to view Gary W Lavallee's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gary W Lavallee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2022 - Present
SILVER OAK SECURITIES, INCORPORATED
RIA
BD
CRD#: 46947
East Longmeadow, MA
Current
March 18, 2022 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 9729 Cogdill Rd. Ste. 104, Knoxville, TN 37932RIA
BD
CRD#: 46947
Knoxville, TN
Past
January 4, 2017 - March 22, 2022
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
East Longmeadow, MA
Past
January 3, 2017 - March 22, 2022
KOVACK SECURITIES INC.
BD
CRD#: 44848
East Longmeadow, MA
Past
June 19, 2015 - January 3, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
EAST LONGMEADOW, MA
Past
June 19, 2015 - January 3, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
EAST LONGMEADOW, MA
Past
May 28, 2015 - June 24, 2015
OSAIC WEALTH, INC.
RIA
CRD#: 23131
FARMINGTON, CT
Past
March 2, 2015 - June 22, 2015
MJP WEALTH ADVISORS
RIA
CRD#: 127654
EAST LONG MEADOW, MA
Past
January 7, 2015 - June 24, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
FARMINGTON, CT
Past
January 22, 2013 - January 8, 2015
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
EAST LONGMEADOW, MA
Past
January 17, 2013 - January 8, 2015
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
EAST LONGMEADOW, MA
Past
June 1, 2012 - December 7, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
EAST LONGMEADOW, MA
Past
February 8, 2012 - April 26, 2012
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
EAST LONGMEADOW, MA
Past
December 9, 2011 - April 26, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
EAST LONGMEADOW, MA
Past
February 22, 2011 - November 14, 2011
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
JUPITER, FL
Past
February 5, 2011 - November 14, 2011
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
JUPITER, FL
Past
November 17, 2008 - March 11, 2009
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PALM BEACH GARDENS, FL
Past
November 5, 2008 - March 11, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
PALM BEACH GARDENS, FL
Past
April 25, 2007 - November 12, 2008
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
JUPITER, FL
Past
April 24, 2007 - November 12, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
JUPITER, FL
Past
April 22, 2004 - April 24, 2007
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
JUPITER, FL
Past
March 29, 2004 - April 24, 2007
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
JUPITER, FL
Past
March 9, 2004 - April 2, 2004
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BOCA RATON, FL
Past
March 2, 2004 - April 2, 2004
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
October 15, 1995 - March 3, 2004
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
EAST LONGMEADOW, MA
Past
October 9, 1995 - March 3, 2004
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
July 24, 1995 - October 9, 1995
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
December 8, 1993 - July 22, 1995
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
March 16, 1993 - December 13, 1993
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
December 9, 1992 - March 9, 1993
FINANCIAL SECURITIES NETWORK,INC.
BD
CRD#: 16153
Past
August 31, 1992 - December 9, 1992
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
June 25, 1990 - August 13, 1990
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
July 22, 1986 - October 30, 1986
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Past
July 22, 1986 - August 31, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SO
SILVER OAK SECURITIES, INCORPORATED
AMA FINANCIAL PARTNERS | ZOOK FINANCIAL | ZETTERGREN FINANCIAL GROUP | WINTEREGG AND ASSOCIATES | WILLIAM E. HOPKINS & ASSOCIATES, INC. | WICKER FINANCIAL GROUP | WEALTH COACH FINANCIAL | VISION401K LLC | VISION ASSET MANAGEMENT | TRUNORTH INVESTMENT MANAGEMENT | TRINITAS FINANCIAL PARTNERS | TALLGRASS WEALTH MANAGEMENT | STOLTZFUS FINANCIAL | SPIVEY FINANCIAL GROUP | SOUTHERN TRUST WEALTH MANAGEMENT | SOLID ROCK RETIREMENT STRATEGIES | SMART PLAN FINANCIAL | SILVER OAK SECURITIES, INCORPORATED | SILVER OAK SECURITIES, INC. | SILVER OAK SECURITIES INCORPORATED | SECURE RETIREMENT ADVISORS, LLC | SCHROCK FINANCIAL LLC | SCHMIDT WEALTH MANAGEMENT, LLC | RETIREMENT SECURITY GROUP | RAILEY FINANCIAL SERVICE | R. F. BISSER & ASSOCIATES FINANCIAL CONSULTANTS | PORTFOLIO IA | PLANNING LEGACIES FINANCIAL GROUP | PENSION PARTNERS | PEAK WEALTH ADVISORS | OLD TOWNE INVESTMENTS | NEW FINANCIAL CONCEPTS, INC. | MOSS WEALTH ADVISORS, LLC | MIDDLETON FINANCIAL | MEREDITH DEKKER FINANCIAL SERVICES LLC | MCKNIGHT ADVISORY GROUP, INC. | MAGNATE WEALTH | LOCKMUND FINANCIAL GROUP | LIFETIME FINANCIAL SOLUTIONS, INC. | LIFETIME FINANCIAL GROUP, INC. | LEON FINANCIAL GROUP | LEGACY GROUP PLANNING | LEDGEROCK ADVISORS, LLC | LAMON & WALLACE | L.P. FINANCIAL ADVISORS, INC. | JOHNSON BRUNNETTI | JOANNA SLADE, CLU®, CFP®, EA | JMS FINANCIAL SOLUTIONS, LLC | JAFFE WEALTH MANAGEMENT & CONSULTING INC. | INVITE WEALTH MANAGEMENT | HOLLIMAN GROUP | HEARN WEALTH MANAGEMENT | GRUCZ FINANCIAL | GARY W DORSEY AND ASSOCIATES | GARRISON INVESTMENT STRATEGIES | FOUNDATION FINANCIAL CONCEPTS, LLC | FORTUNE STRATEGIES LLC | FINANCIAL SERVICE ASSOCIATES | FINANCIAL RESOURCE ADVISORS | FAMILY WEALTH ADVISORY | F3 ADVISORS | EJC INSURANCE AND FINANCIAL | DREHER ADVISORY SERVICES | DEKKER FINANCIAL SERVICES | D & B ACCOUNTING & FINANCIAL GROUP, PLLC | CREECH WEALTH MANAGEMENT | CORNERSTONE FINANCIAL GROUP | CORAM DEO ADVISORS | COMPREHENSIVE FINANCIAL STRATEGIES, LLC | COKER WEALTH MANAGEMENT, LLC | CHANCERY FINANCIAL ADVISORS | CENTORBI FINANCIAL | CAROLINAS WEALTH MANAGEMENT | BROWN FINANCIAL SERVICES | BRICKEY WEALTH MANAGEMENT | BLAKE FINANCIAL | BLACK OAK ASSET MANAGEMENT | BIVEN FINANCIAL SERVICES | BIG ROCK WEALTH ADVISORS | BENNETT & BENNETT FINANCIAL, LLC | BENEFIT FINANCIAL SERVICES, LLC | BARONE FINANCIAL GROUP | B&H WEALTH | ASSET PLANNING SERVICES, INC. | ARMOR FINANCIAL, GROUP | ARBOR FINANCIAL ADVISORS | AMS FINANCIAL GROUP | AMERICAN CORNERSTONE GROUP, INC.
CRD#: 46947 / SEC#: 801-71178, 8-51601
RIA
Registered Investment Advisory firm - SEC (4/16/2010 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/17/2014 Terminated)California
Registered Investment Advisory firm - SEC (3/3/2013 Terminated)Colorado
Registered Investment Advisory firm - SEC (10/2/2012 Terminated)Connecticut
Registered Investment Advisory firm - SEC (10/15/2012 Terminated)Georgia
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)Kentucky
Registered Investment Advisory firm - SEC (9/28/2012 Terminated)Louisiana
Registered Investment Advisory firm - SEC (10/2/2012 Terminated)Mississippi
Registered Investment Advisory firm - SEC (2/1/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (2/1/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (2/11/2016 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/12/2016 Terminated)South Carolina
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (10/26/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/18/2022)
RR
Connecticut(3/18/2022)
RR
Florida(3/18/2022)
RR
Massachusetts(3/21/2022)
IAR
Massachusetts(4/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/26/2006
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SO
SILVER OAK SECURITIES, INCORPORATED
AMA FINANCIAL PARTNERS | ZOOK FINANCIAL | ZETTERGREN FINANCIAL GROUP | WINTEREGG AND ASSOCIATES | WILLIAM E. HOPKINS & ASSOCIATES, INC. | WICKER FINANCIAL GROUP | WEALTH COACH FINANCIAL | VISION401K LLC | VISION ASSET MANAGEMENT | TRUNORTH INVESTMENT MANAGEMENT | TRINITAS FINANCIAL PARTNERS | TALLGRASS WEALTH MANAGEMENT | STOLTZFUS FINANCIAL | SPIVEY FINANCIAL GROUP | SOUTHERN TRUST WEALTH MANAGEMENT | SOLID ROCK RETIREMENT STRATEGIES | SMART PLAN FINANCIAL | SILVER OAK SECURITIES, INCORPORATED | SILVER OAK SECURITIES, INC. | SILVER OAK SECURITIES INCORPORATED | SECURE RETIREMENT ADVISORS, LLC | SCHROCK FINANCIAL LLC | SCHMIDT WEALTH MANAGEMENT, LLC | RETIREMENT SECURITY GROUP | RAILEY FINANCIAL SERVICE | R. F. BISSER & ASSOCIATES FINANCIAL CONSULTANTS | PORTFOLIO IA | PLANNING LEGACIES FINANCIAL GROUP | PENSION PARTNERS | PEAK WEALTH ADVISORS | OLD TOWNE INVESTMENTS | NEW FINANCIAL CONCEPTS, INC. | MOSS WEALTH ADVISORS, LLC | MIDDLETON FINANCIAL | MEREDITH DEKKER FINANCIAL SERVICES LLC | MCKNIGHT ADVISORY GROUP, INC. | MAGNATE WEALTH | LOCKMUND FINANCIAL GROUP | LIFETIME FINANCIAL SOLUTIONS, INC. | LIFETIME FINANCIAL GROUP, INC. | LEON FINANCIAL GROUP | LEGACY GROUP PLANNING | LEDGEROCK ADVISORS, LLC | LAMON & WALLACE | L.P. FINANCIAL ADVISORS, INC. | JOHNSON BRUNNETTI | JOANNA SLADE, CLU®, CFP®, EA | JMS FINANCIAL SOLUTIONS, LLC | JAFFE WEALTH MANAGEMENT & CONSULTING INC. | INVITE WEALTH MANAGEMENT | HOLLIMAN GROUP | HEARN WEALTH MANAGEMENT | GRUCZ FINANCIAL | GARY W DORSEY AND ASSOCIATES | GARRISON INVESTMENT STRATEGIES | FOUNDATION FINANCIAL CONCEPTS, LLC | FORTUNE STRATEGIES LLC | FINANCIAL SERVICE ASSOCIATES | FINANCIAL RESOURCE ADVISORS | FAMILY WEALTH ADVISORY | F3 ADVISORS | EJC INSURANCE AND FINANCIAL | DREHER ADVISORY SERVICES | DEKKER FINANCIAL SERVICES | D & B ACCOUNTING & FINANCIAL GROUP, PLLC | CREECH WEALTH MANAGEMENT | CORNERSTONE FINANCIAL GROUP | CORAM DEO ADVISORS | COMPREHENSIVE FINANCIAL STRATEGIES, LLC | COKER WEALTH MANAGEMENT, LLC | CHANCERY FINANCIAL ADVISORS | CENTORBI FINANCIAL | CAROLINAS WEALTH MANAGEMENT | BROWN FINANCIAL SERVICES | BRICKEY WEALTH MANAGEMENT | BLAKE FINANCIAL | BLACK OAK ASSET MANAGEMENT | BIVEN FINANCIAL SERVICES | BIG ROCK WEALTH ADVISORS | BENNETT & BENNETT FINANCIAL, LLC | BENEFIT FINANCIAL SERVICES, LLC | BARONE FINANCIAL GROUP | B&H WEALTH | ASSET PLANNING SERVICES, INC. | ARMOR FINANCIAL, GROUP | ARBOR FINANCIAL ADVISORS | AMS FINANCIAL GROUP | AMERICAN CORNERSTONE GROUP, INC.
CRD#: 46947 / SEC#: 801-71178, 8-51601
RIA
Registered Investment Advisory firm - SEC (4/16/2010 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/17/2014 Terminated)California
Registered Investment Advisory firm - SEC (3/3/2013 Terminated)Colorado
Registered Investment Advisory firm - SEC (10/2/2012 Terminated)Connecticut
Registered Investment Advisory firm - SEC (10/15/2012 Terminated)Georgia
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)Kentucky
Registered Investment Advisory firm - SEC (9/28/2012 Terminated)Louisiana
Registered Investment Advisory firm - SEC (10/2/2012 Terminated)Mississippi
Registered Investment Advisory firm - SEC (2/1/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (2/1/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (2/11/2016 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/12/2016 Terminated)South Carolina
Registered Investment Advisory firm - SEC (9/26/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (10/26/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
403 N. Parkway Ste. 101, Jackson, TN 38305
Mailing Address
403 N. Parkway Ste 101, Jackson, TN 38305
Phone number
(731) 668-3825
Established
Tennessee since 01/27/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
106
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOPKINS, WILLIAM ELLISTON II | PRESIDENT, SECRETARY | 2582698 |
| ALLEN III, GEORGE THOMAS | FINOP, CHIEF FINANCIAL OFFICER | |
| WALLACE, ANDREW ROBERT | SHAREHOLDER | 4367954 |
| ROBERTS, WILLIAM MICHAEL | SHAREHOLDER | |
| SHOBE, JERRY DEAN | SHAREHOLDER | 1422209 |
| MELENDY, DAVID HUDSON | VICE PRESIDENT ADVISORY SERVICES | 5115364 |
| REUTHER, WILLIAM NOLAN | CHIEF COMPLIANCE OFFICER | 5539627 |
Regulatory assets under management
| Total Number of Accounts | 13,411 |
| AUM (Assets Under Management) | $ 2,028,010,263 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
