Jessica R. Lanier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Rose Lanier, ChFC®, who also goes by Jessica R Lanier, Jessica Rose Reid, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2000. Jessica had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2010 - December 2, 2024
AVANTAX ADVISORY SERVICES
August 16, 2006 - December 2, 2024
AVANTAX INVESTMENT SERVICES, INC.
February 8, 2002 - May 1, 2006
AVANTAX INVESTMENT SERVICES, INC.
November 30, 2000 - December 31, 2001
USALLIANZ SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
