Lawrence P. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Patrick Morris, who also goes by Larry Morris, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1986. Lawrence had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2012 - December 31, 2019
PODESTA & CO.
January 5, 2012 - May 17, 2021
PODESTA & CO.
January 4, 2010 - August 9, 2011
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
November 3, 1999 - December 31, 2009
MESIROW FINANCIAL, INC.
March 2, 1994 - August 9, 2011
MESIROW FINANCIAL, INC.
January 23, 1989 - February 4, 1994
BANC ONE CAPITAL MARKETS, INC.
July 23, 1986 - October 28, 1988
WINGSPAN INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PODESTA & CO.
CRD#: 13140 / SEC#: 801-60698, 8-28860
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
