John R. Hammond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Rp Hammond, who also goes by John Russell Porter Hammond, Russ Hammond, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 7 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2012 - April 10, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 4, 2008 - August 4, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 9, 2003 - March 27, 2007
JBS LIBERTY SECURITIES, INC.
July 22, 2002 - August 22, 2003
TAMARACK DISTRIBUTORS INC.
January 1, 2002 - July 2, 2002
LOCUST STREET SECURITIES, INC.
November 3, 1997 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
October 21, 1986 - December 31, 1995
NEW ENGLAND SECURITIES
May 13, 1986 - November 5, 1986
USLIFE EQUITY SALES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
