Paul Gambal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Gambal was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1989. Paul had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2007 - July 31, 2023
PG CAPITAL MANAGEMENT, LLC
September 19, 1994 - November 14, 2006
BGB SECURITIES, INC.
August 24, 1994 - January 11, 2007
AEGIS FINANCIAL CORPORATION
October 16, 1989 - September 29, 1994
KAHN BROTHERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PG CAPITAL MANAGEMENT, LLC
CRD#: 142876 / SEC#: 801-67483
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 18,560,187 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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