Timothy O. Mcmullan

TJT CAPITAL GROUP

Stamford, CT 06902

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CRD#: 1493626

Professional summary

Timothy Owen Mcmullan is a registered financial advisor currently at TJT CAPITAL GROUP, LLC located in Stamford, Connecticut.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Timothy has worked at 10 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AUG 2010: EDITOR OF THE INVESTOR'S STRATEGIST (NEWSLETTER); 9 W BROAD STREET, STAMFORD CT 06902; APROX 1 TRADING HOUR/WEEK; INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Owen Mcmullan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2009 - Present

TJT CAPITAL GROUP, LLC

Office #1: 9 W. Broad Street Suite 420, Stamford, CT 06902

RIA

CRD#: 150200

Stamford, CT

Past

July 12, 2011 - November 22, 2011

LEIGH BALDWIN & CO., LLC

CRD#: 38751

STAMFORD, CT

Past

July 31, 2008 - July 7, 2009

ASSETMARK, INC.

RIA

CRD#: 109018

STAMFORD, CT

Past

October 23, 2007 - July 7, 2009

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

April 17, 2006 - April 17, 2006

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

STAMFORD, CT

Past

April 17, 2006 - October 23, 2007

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

STAMFORD, CT

Past

June 20, 2005 - July 31, 2008

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

RIA

CRD#: 105771

STAMFORD, CT

Past

January 2, 2002 - August 13, 2004

LEIGH BALDWIN & CO., LLC

CRD#: 38751

CAZENOVIA, NY

Past

January 14, 2000 - December 14, 2001

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

February 5, 1997 - January 19, 2000

LEIGH BALDWIN & CO., LLC

CRD#: 38751

CAZENOVIA, NY

Past

March 14, 1994 - January 21, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 23, 1986 - March 24, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TJT CAPITAL GROUP, LLC

FAIRFIELD DESIGNS, LLC | TJT CAPITAL GROUP, LLC

CRD#: 150200 / SEC#: 801-70286

RIA

Registered Investment Advisory firm - (6/17/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/5/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 1/12/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/1997

General Securities Principal Examination

Current Firm

TJT CAPITAL GROUP, LLC

FAIRFIELD DESIGNS, LLC | TJT CAPITAL GROUP, LLC

CRD#: 150200 / SEC#: 801-70286

RIA

Registered Investment Advisory firm - (6/17/2009 Approved)

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Contact information

Main Address

9 W. Broad Street Suite 420, Stamford, CT 06902

Mailing Address

Phone number

(203) 504-8850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 TJT CAPITAL ADV PART 2A (4/3/2025)

2025 TJT CAPTIAL - ADV PART 2B (4/3/2025)

Regulatory assets under management

Total Number of Accounts	194
AUM (Assets Under Management)	$ 294,051,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy O. Mcmullan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Owen Mcmullan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

LEIGH BALDWIN & CO., LLC

SCHONFELD SECURITIES, LLC

LEIGH BALDWIN & CO., LLC

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TJT CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/1996

Series 63

Date: 5/22/1986

Series 55

Date: 1/12/2000

Series 7

Date: 4/19/1986

Series 24

Date: 12/13/1997

Current Firm

TJT CAPITAL GROUP, LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TJT CAPITAL GROUP, LLC

TRUST BUT VERIFY

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