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Timothy O. Mcmullan

IRM MANAGEMENT
RIDGEFIELD, CT
CRD#: 1493626
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Timothy Owen McmullanIRM MANAGEMENT

Professional summary

Timothy Owen Mcmullan, who also goes by Timothy O Mcmullan, is a registered financial advisor currently at IRM MANAGEMENT located in Ridgefield, Connecticut.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Timothy has worked at 11 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Timothy O Mcmullan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Owen Mcmullan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2026 - Present

IRM MANAGEMENT

RIA
CRD#: 341486
RIDGEFIELD, CT
Past

July 12, 2011 - November 22, 2011

LEIGH BALDWIN & CO., LLC

BD
CRD#: 38751
STAMFORD, CT
Past

August 5, 2009 - April 30, 2026

TJT CAPITAL GROUP, LLC

RIA
CRD#: 150200
STAMFORD, CT
Past

July 31, 2008 - July 7, 2009

ASSETMARK, INC.

RIA
CRD#: 109018
STAMFORD, CT
Past

October 23, 2007 - July 7, 2009

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

April 17, 2006 - April 17, 2006

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
STAMFORD, CT
Past

April 17, 2006 - October 23, 2007

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
STAMFORD, CT
Past

June 20, 2005 - July 31, 2008

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

RIA
CRD#: 105771
STAMFORD, CT
Past

January 2, 2002 - August 13, 2004

LEIGH BALDWIN & CO., LLC

BD
CRD#: 38751
CAZENOVIA, NY
Past

January 14, 2000 - December 14, 2001

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

February 5, 1997 - January 19, 2000

LEIGH BALDWIN & CO., LLC

BD
CRD#: 38751
CAZENOVIA, NY
Past

March 14, 1994 - January 21, 1997

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

April 23, 1986 - March 24, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(6/8/2026)
IAR
Texas
(6/8/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/10/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/22/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 1/12/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/1997
General Securities Principal Examination

Current Firm

IM
IRM MANAGEMENT
IRM MANAGEMENT | IRM MANAGEMENT LLC

CRD#: 341486 / SEC#: 801-136316

RIA
Registered Investment Advisory firm - (5/20/2026 120-Day Approval)
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Contact information

Main Address
Ridgefield, CT
Mailing Address
Phone number
(203) 788-4371
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- IRM MANAGEMENT (4/20/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRM MANAGEMENT

CRD#: 341486Ridgefield, CT

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