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Alan G Cutler

CRD# 1493621·Registered 1986 - 2025
Previously Registered: Being a previously registered professional could mean that Alan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alan G Cutler was a registered financial advisor. Alan was a previously registered financial professional and started their career in finance 1986 - 2025. Alan had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FIRST FINANCIAL ADVISORS·CRD# 118184
RIA
Provo, UT
March 16, 1998 - April 30, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 30, 1986 - January 23, 1998

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Current Firm

FF
FIRST FINANCIAL ADVISORS

FIRST FINANCIAL ADVISORS | FIRST FINANCIAL ADVISORS LLC | FIRST FINANCIAL ADVISORS LC

CRD#: 118184

Contact Information

Main Address

386 W. Center, Orem, UT 84057

Phone Number

(801) 356-9600

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

164

AUM (Assets Under Management)

$36,442,157

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOMETOWN CORP - PRES. INSURANCE AND REAL ESTATE BROKERAGE SINCE 1973, 386 W CENTER STREET, OREM, UT HOMETOWN CORP USES THE DBA'S HOMETOWN INSURANCE AND HOMETOWN PROPERTIES VISTA VINANCIAL SREVICES, LLC - MANAGING MEMBER, BOOKKEEPING/ACCOUNTING SERVICES SINCE 2010, 386 W CENTER STREET, OREM, UT

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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