Philip O. Catledge
Professional summary
Philip Oraien Catledge, who also goes by Philip O Catledge, is a registered financial advisor currently at CMC FINANCIAL GROUP, LLC located in Atlanta, Georgia.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Philip has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Oraien Catledge's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2018 - Present
CMC FINANCIAL GROUP, LLC
Office #1: 7000 Central Parkway Suite 225, Atlanta, GA 30328February 13, 2009 - May 9, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 13, 2009 - May 9, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 14, 2000 - March 4, 2009
UBS FINANCIAL SERVICES INC.
August 14, 2000 - March 4, 2009
UBS FINANCIAL SERVICES INC.
October 31, 1995 - August 14, 2000
J.C. BRADFORD & CO.
May 22, 1986 - October 23, 1995
THE ROBINSON-HUMPHREY COMPANY, LLC
Primary Firm SEC Registration
CMC FINANCIAL GROUP, LLC
CRD#: 292413 / SEC#: 801-112662
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/2018)
Exams
Current Firm
CMC FINANCIAL GROUP, LLC
CRD#: 292413 / SEC#: 801-112662
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 109,893,508 |
Red Flags
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